Form D · Other Investment Fund

WMD COSL Co-Investment Fund I, LLC

Santa Barbara, CA · CIK 0001537840

Offering snapshot reported Jan 14, 2013 · SEC filing

Reported sold: $17.6M
Investors reported: 9
Minimum accepted: $5M
First sale: Dec 13, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$17,125,000 → $17,626,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2013	Amendment	$17,626,000	$501,000vs Dec 21, 2011	9	SEC filing
Dec 21, 2011	Initial	$17,125,000	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-170482

Source: Form D, filed Jan 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WMD COSL CO-INVESTMENT FUND I, LLC

Investment adviser: WMD ASSET MANAGEMENT, LLC

Gross asset value: $1.37M
Beneficial owners: 8
ADV minimum commitment: $5M

Reported in Form ADV on Nov 11, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian US BANK N.A. TEMPE, Arizona, United States Related to adviser: No

Custodian WELLS FARGO BANK, NA MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 851665 · Nov 11, 2014 · Schedule D 7.B.(1), fund 805-8935642255

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dennis E. Carlton	Promoter
Llc Cosl Cif B,	Promoter
William M. Daugherty	Promoter
Michael D. Thomas	Promoter
Llc Wmd Asset Management,	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

559 San Ysidro Road Suite I
Santa Barbara, CA, 93108