Form D · Hedge Fund

WMD Commercial Offshore Fund - I, LP

Santa Barbara, CA · CIK 0001585630

Offering snapshot reported Sep 12, 2014 · SEC filing

Reported sold: $62.5M
Investors reported: 4
Minimum accepted: $20M
First sale: Nov 25, 2013

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 4

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 12, 2014	Amendment	$62,500,000	No comparison	4	SEC filing
Sep 11, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-202735

Source: Form D, filed Sep 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WMD COMMERCIAL OFFSHORE FUND - I, L.P.

Investment adviser: WMD ASSET MANAGEMENT, LLC

Gross asset value: $25.1M
Beneficial owners: 5
ADV minimum commitment: $20M

Reported in Form ADV on Sep 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States

Custodian PRINSBANK PRINSBURG, Minnesota, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 1234334 · Sep 10, 2018 · Schedule D 7.B.(1), fund 805-1581789487

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dennis E. Carlton	Executive
William M. Daugherty	Executive
Michael Thomas	Executive
N/A Wmd Asset Management, Llc	Executive
N/A Wmd Cof I Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

559 San Ysidro Road Suite I
Santa Barbara, CA, 93108