Form D · REITS and Finance
WMC RESIDENTIAL MORTGAGE SUB-REIT I LLC
Pasadena, CA · CIK 0001798234
Offering snapshot reported Jan 15, 2020 · SEC filing
- Reported sold
- $62.5K Offering amount: $62.5K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $500 Reported outside-investor minimum
- First sale
- Jan 9, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2020 | Initial | $62,500 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.13K
- Finders' fees
- $0
- Form D file number
- 021-358065
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H & L Equities, LLC | 113794 | |
| Charles B. Harrison | 3071551 | |
| Scott Harrison | 4981070 | |
| Patrick J. Whelchel | 5389090 | |
| Lori Mayfield | 4899271 | |
| Charles Mathes | 5980160 |
Source: Form D, filed Jan 15, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sean O. Johnson | Director, Executive |
| Lisa Meyer | Director, Executive |
| Jennifer W. Murphy | Executive |
| Elliott Neumayer | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
385 East Colorado Boulevard C/O Western Asset Management Company,Llc
Pasadena, CA, 91101
Pasadena, CA, 91101