Form D · Private Equity Fund

WM Alternatives GSO Capital Opportunities IV Feeder Fund L.P.

New York, NY · CIK 0001830853

Offering snapshot reported Nov 3, 2020 · SEC filing

Reported sold
$126M
Offering amount: $126M
Investors reported
143
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 15, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 3, 2020Initial$125,963,000No comparison143SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-379590

Source: Form D, filed Nov 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WM ALTERNATIVES GSO CAPITAL OPPORTUNITIES IV FEEDER FUND L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$126M
Beneficial owners
143
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (CANADA) LTD TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No
Auditor DELOITTE NEW YORK, New York, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer ICAPITAL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE
PCAOB 34

ICAPITAL SECURITIES, LLC
CRD 171061 · SEC 8-69443

Filing source

Form ADV 1514048 · Mar 30, 2021 · Schedule D 7.B.(1), fund 805-1912972893

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
. . Artivest Access Gp, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Artivest Access Gp, Llc 60 East 42 Nd Street, 26 Th Floor
New York, NY, 10165