Form D · Private Equity Fund

WLR Recovery Fund VI, L.P.

New York, NY · CIK 0001667842

Offering snapshot reported Mar 1, 2016 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 1, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-258369

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Invesco Distributors, Inc.7369Invesco Distributors, Inc. · CRD 7369

Source: Form D, filed Mar 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WLR RECOVERY FUND VI, L.P.

Investment adviser: WL ROSS & CO. LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian RBS CITIZENS, NA RIVERSIDE, Rhode Island, United States Related to adviser: No
Marketer INVESCO DISTRIBUTORS, INC. HOUSTON, Texas, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

INVESCO DISTRIBUTORS, INC.
CRD 289 · SEC 8-2856

Filing source

Form ADV 1088904 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-2630753660

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Benjamin Gruder Executive
Gregory A. Stoeckle Executive
Stephen J. Toy Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Wl Ross & Co. Llc 1166 Avenue Of The Americas, 25th Floor
New York, NY, 10036