Form D · Private Equity Fund
WLR IV PPIP Co-Invest, L.P.
Ny, NY · CIK 0001470330
Offering snapshot reported Jun 11, 2010 · SEC filing
- Reported sold
- $314M Indefinite offering
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 30, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 11, 2010 | Initial | $314,250,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-143386
Each Placement Agent will receive a placement fee from the funds, the economic responsibility for which will be borne by the investment manager or an affiliate thereof. The placement fee is generally based upon the amount of the interests subscribed for.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| INVESCO AIM DISTRIBUTORS, INC | 7369 | INVESCO AIM DISTRIBUTORS, INC · CRD 7369 |
| JACKSON SECURITIES, LLC | 19897 | JACKSON SECURITIES, LLC · CRD 19897 |
| MURIEL SIEBERT AND CO., INC. | 5376 | MURIEL SIEBERT AND CO., INC. · CRD 5376 |
Source: Form D, filed Jun 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael J. Gibbons | Executive |
| Wilbur L. Ross | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Wl Ross & Co. Llc 1166 Avenue Of The Americas
Ny, NY, 10036
Ny, NY, 10036