Form D · Other
WISS JANNEY ELSTNER ASSOCIATES INC
Northbrook, IL · CIK 0000848705
Offering snapshot reported May 6, 2013 · SEC filing
- Reported sold
- Yet to sell Offering amount: $2.1M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $45.9K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 6, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 20, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 21, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 29, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 24, 2009 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
| May 9, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 2, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 23, 2006 | Paper | Not reported | No comparison | Not reported | |
| May 23, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-196001
NO BROKERS OR FINDERS HAVE BEEN USED AND NO SALES COMMISSIONS ARE OWED IN CONNECTION WITH THIS OFFERING.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed May 6, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Timothy Allanbrook | Director, Executive |
| Rama Aysola | Director |
| Kimball J. Beasley | Executive |
| Thomas B. Brady | Director, Executive |
| Ian R. Chin | Executive |
| David A. Deress | Director, Executive |
| Martina T. Driscoll | Director, Executive |
| John F. Duntemann | Executive |
| John Fraczek | Executive |
| John M. Hanson | Director |
| Dirk F Heidbrink | Executive |
| Harry J. Hunderman | Executive |
| William W. Kirk | Executive |
| Gary J. Klein | Director, Executive |
| Michael J. Koob | Executive |
| Robert D. Krinsky | Director |
| Brian Lee Lawrence | Director, Executive |
| William J. Nugent | Director, Executive |
| Thomas S. Oczkowski | Director, Executive |
| Andrew Osborn | Executive |
| Terrence F. Paret | Executive |
| Brian Pashina | Director, Executive |
| David S. Patterson | Executive |
| Predrag L. Popovic | Executive |
| Glen P Rentschler | Executive |
| Glenn P. Rentschler | Executive |
| Stephen J. Safranek | Executive |
| Kent K. Sasaki | Director, Executive |
| Stratman F. Steven | Director |
| Steven F. Stratman | Director |
| James R. Triano | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
330 Pfingsten Road
Northbrook, IL, 60062
Northbrook, IL, 60062