Form D · Commercial Banking
WINTRUST FINANCIAL CORP
Rosemont, IL · CIK 0001015328
Offering snapshot reported May 9, 2013 · SEC filing
- Reported sold
- $23M Offering amount: $23M
- Investors reported
- 55 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 1, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 9, 2013 | Initial | $22,988,257 | No comparison | 55 | SEC filing |
| Jul 18, 2011 | Initial | $19,000,000 | No comparison | 7 | SEC filing |
| Sep 17, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-196245
648,287 shares of common stock of Wintrust Financial Corporation, valued at $35.46 per share, which was the average of the high and low sales price of the common stock on May 1, 2013, the closing date of the transaction.
Source: Form D, filed May 9, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James H. Bishop | Executive |
| Lloyd M. Bowden | Executive |
| Frank J. Burke | Executive |
| Timothy S. Crane | Executive |
| Peter D. Crist | Director |
| Bruce K. Crowther | Director |
| Joseph F. Damico | Director |
| David A. Dykstra | Executive |
| John S. Fleshood | Executive |
| Bert A. Getz, Jr. | Director |
| Leona A. Gleason | Executive |
| H. Patrick Hackett, Jr. | Director |
| Scott K. Heitmann | Director |
| Charles H. James Iii | Director |
| David L. Larson | Executive |
| Albin F. Moschner | Director |
| Richard B. Murphy | Executive |
| Thomas J. Neis | Director |
| Lisa J. Pattis | Executive |
| Christopher J. Perry | Director |
| Hollis W. Rademacher | Director |
| Ingrid S. Stafford | Director |
| David L. Stoehr | Executive |
| Sheila G. Talton | Director |
| Edward J. Wehmer | Director, Executive |
| Thomas P. Zidar | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
9700 West Higgins Road Suite 800
Rosemont, IL, 60018
Rosemont, IL, 60018