Form D · Other Investment Fund

Winton Global Equity Fund

Dublin 2, L2 · CIK 0001669749

Offering snapshot reported Nov 15, 2018 · SEC filing

Reported sold
$107M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Mar 14, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$521M$1.04BMar 23, 2016: $93,500,000.00Mar 23, 2016Mar 17, 2017: $1,041,301,197.00Mar 17, 2017Mar 15, 2018: $107,150,000.00Mar 15, 2018Nov 15, 2018: $107,150,000.00Nov 15, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 15, 2018Amendment$107,150,000$0vs Mar 15, 20184SEC filing
Mar 15, 2018Amendment$107,150,000-$934,151,197vs Mar 17, 20174SEC filing
Mar 17, 2017Amendment$1,041,301,197$947,801,197vs Mar 23, 201673SEC filing
Mar 23, 2016Initial$93,500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-259819
Please note, the above is the total amount sold to US investors only. Previous filings had included the total amount sold worldwide.

Source: Form D, filed Nov 15, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WINTON GLOBAL EQUITY FUND, A SUB FUND OF WINTON UCITS ICAV

Investment adviser: WINTON CAPITAL MANAGEMENT LTD.

Gross asset value
$419M
Beneficial owners
48
ADV minimum commitment
$1K

Reported in Form ADV on Oct 8, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer WINTON CAPITAL US LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 1116

WINTON CAPITAL US LLC
CRD 171924 · SEC 801-80294

Filing source

Form ADV 1244540 · Oct 8, 2018 · Schedule D 7.B.(1), fund 805-2179119487

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dermot Butler Director
Taavi Davies Director
Rajeev Patel Director
John Skelly Director
Marie Caroline Stievenart Director
Alan Tooker Director
N/A Winton Capital Management Limited Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
32 Molesworth Street
Dublin 2, L2, 00000