Form D · Other
Wine By Design, LLC
Napa, CA · CIK 0001579450
Offering snapshot reported Sep 17, 2013 · SEC filing
- Reported sold
- $200K Offering amount: $1M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Sep 1, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 17, 2013 | Initial | $200,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 04
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-202986
Subject to future contingencies. Current investors are friends and family who did not invest through the finders.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Britton Hill Capital | None | |
| ROI Capital Partners, LLC | None | Howard Feldman, CEO |
Source: Form D, filed Sep 17, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Diane Karle | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
3200 Soscol Avenue Suite 346
Napa, CA, 94581
Napa, CA, 94581