Form D · Private Equity Fund

Window Rock Residential Recovery Fund, L.P.

Gilbert, AZ · CIK 0001572632

Offering snapshot reported Mar 27, 2014 · SEC filing

Reported sold
$12M
Offering amount: $100M
Investors reported
10
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 4, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 27, 2014Amendment$12,045,000No comparison10SEC filing
Mar 27, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194086

Source: Form D, filed Mar 27, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WINDOW ROCK RESIDENTIAL RECOVERY FUND, L.P.

Investment adviser: WINDOW ROCK CAPITAL PARTNERS LLC

Gross asset value
$9.3M
Beneficial owners
18
ADV minimum commitment
$1M

Reported in Form ADV on Apr 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States
Custodian TITAN LENDERS CORP. DENVER, Colorado, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1317197 · Apr 25, 2019 · Schedule D 7.B.(1), fund 805-7481536969

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patrick Cardon Executive
Andrew Funk Executive
Jason Jonas Executive
Cordell Rogers Executive
N/A Window Rock Capital Partner Gp, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2915 E. Baseline Road, Suite 109
Gilbert, AZ, 85234