Form D · Hedge Fund

WINDHAM RISK PREMIA (CAYMAN)FUND LTD.

Grand Cayman, E9 · CIK 0001683995

Offering snapshot reported Aug 17, 2022 · SEC filing

Reported sold: $46.6M
Investors reported: 17
Minimum accepted: $100K
First sale: Nov 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 17, 2022	Amendment	$46,621,684	$0vs Aug 19, 2021	17	SEC filing
Aug 19, 2021	Amendment	$46,621,684	No comparison	Not reported	SEC filing
Mar 1, 2021	Amendment	$46,621,684	$2,849,684vs Mar 2, 2020	17	SEC filing
Mar 2, 2020	Initial	$43,772,000	No comparison	17	SEC filing
Mar 1, 2019	Amendment	$38,422,000	No comparison	17	SEC filing
Sep 16, 2016	Amendment	Yet to sell	No comparison	0	SEC filing
Sep 8, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.7, 3C
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-361704

Source: Form D, filed Aug 17, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WINDHAM RISK PREMIA (CAYMAN) FUND LTD.

Investment adviser: WINDHAM CAPITAL MANAGEMENT, LLC

Gross asset value: $18.4M
Beneficial owners: 7
ADV minimum commitment: $1M

Reported in Form ADV on May 6, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP BOSTON, Massachusetts, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1650492 · May 6, 2022 · Schedule D 7.B.(1), fund 805-6249591611

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert L. Bernstein	Executive
Charles C. Cutrell	Executive
Mark P. Kritzman	Executive
Richard R. Lindsey	Executive
Masao Matsuda	Director
Stan Shelton	Executive
Isatou Smith	Director
Lucas F. Turton	Executive
Andrew B Weisman	Director
N/A U Windham Capital Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104