Form D · Private Equity Fund

Wind Point Partners IX-A, L.P.

Chicago, IL · CIK 0001779785

Offering snapshot reported Oct 5, 2020 · SEC filing

Reported sold
$1.25B
Offering amount: $1.4B
Investors reported
96
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 2, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$626M$1.25BAug 1, 2019Jul 31, 2020: $1,173,800,000.00Oct 5, 2020: $1,251,700,000.00Oct 5, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,173,800,000 → $1,251,700,000
  • Reported investors88 → 96

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 5, 2020Amendment$1,251,700,000$77,900,000vs Jul 31, 202096SEC filing
Jul 31, 2020Amendment$1,173,800,000No comparison88SEC filing
Aug 1, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-345625
Amounts are aggregated together with Wind Point Partners IX-B, L.P. and include commitments from the Issuer's general partner. The Issuer's general partner reserves the right to accept a greater or lesser amount of limited partner interests.
Placement agent fees to be paid based upon a fee schedule. Such fees are offset dollar-for-dollar against the management fees payable by the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EVERCORE GROUP L.L.C.42405

Source: Form D, filed Oct 5, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WIND POINT PARTNERS IX-A, L.P.

Investment adviser: WIND POINT ADVISORS LLC

Gross asset value
$1.82B
Beneficial owners
99
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP GEORGE TOWN, Cayman Islands
Custodian WELLS FARGO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 1266

Filing source

Form ADV 2051781 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4055203353

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nathan A. Brown Executive, Promoter
Paul H. Peterson Executive, Promoter
Konrad A. Salaber Executive, Promoter
David M. Stott Executive, Promoter
Alex E. Washington Iii Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
676 N. Michigan Avenue, Suite 3700
Chicago, IL, 60611