Form D · Other Investment Fund
WILDCAT CLO LLC
New York, NY · CIK 0001514704
Offering snapshot reported Aug 27, 2015 · SEC filing
- Reported sold
- $3.11M Offering amount: $3.11M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 24, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 27, 2015 | Amendment | $3,111,250 | $0vs Jul 24, 2014 | 6 | SEC filing |
| Jul 24, 2014 | Initial | $3,111,250 | No comparison | 6 | SEC filing |
| Mar 11, 2013 | Initial | $29,750,000 | No comparison | 39 | SEC filing |
| Mar 10, 2011 | Initial | $14,000,000 | No comparison | 35 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-221724
Class B Limited Liability Company Interests.
Source: Form D, filed Aug 27, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Russell I. Carson | Executive, Promoter |
| John D. Clark | Executive, Promoter |
| Anthony J. De Nicola | Executive, Promoter |
| Michael Donovan | Executive, Promoter |
| Anthony Ecock | Executive, Promoter |
| Eric J. Lee | Executive, Promoter |
| D. Scott Mackesy | Executive, Promoter |
| Paul B. Queally | Executive, Promoter |
| Jonathan M. Rather | Executive, Promoter |
| Thomas A. Scully | Executive, Promoter |
| Sanjay Swani | Director, Executive, Promoter |
| Sean M. Traynor | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022