Form D · Private Equity Fund

Wicks Capital Partners IV, L.P.

New York, NY · CIK 0001520327

Offering snapshot reported Jun 27, 2012 · SEC filing

Reported sold: $388M
Investors reported: 41
Minimum accepted: $100K
First sale: Apr 29, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$278,411,765 → $387,700,000
Reported investors14 → 41

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 27, 2012	Amendment	$387,700,000	$109,288,235vs May 12, 2011	41	SEC filing
May 12, 2011	Initial	$278,411,765	No comparison	14	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $500K (estimated)
Finders' fees: $0
Form D file number: 021-159730

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Credit Suisse Securities (USA) LLC	816

Source: Form D, filed Jun 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WICKS CAPITAL PARTNERS IV, L.P.

Investment adviser: THE WICKS GROUP OF COMPANIES III, LLC

Gross asset value: $110M
Beneficial owners: 44
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG INVESTOR SERVICES HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MCLEAN, Virginia, United States

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Filing source

Form ADV 2084751 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-3218984533

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Daniel L. Black	Executive
Matthew E. Gormly	Executive
Craig B. Klosk	Executive
Daniel M. Kortick	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

400 Park Avenue
New York, NY, 10022