Form D · Other
WHOLESALE FLOORS LLC
New York, NY · CIK 0001438816
Offering snapshot reported Aug 13, 2013 · SEC filing
- Reported sold
- $3M Offering amount: $3M
- Investors reported
- 40 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jul 31, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 40
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 13, 2013 | Amendment | $3,000,000 | No comparison | 40 | SEC filing |
| Jul 17, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| May 2, 2012 | Amendment | $1,275,000 | $365,000vs Jun 3, 2011 | 15 | SEC filing |
| Jun 3, 2011 | Initial | $910,000 | No comparison | 15 | SEC filing |
| Jun 26, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $210K
- Finders' fees
- $0
- Form D file number
- 021-199811
Sales commissions based on raise of entire $3,000,000.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Taglich Brothers, Inc. | 29102 |
Source: Form D, filed Aug 13, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard L. Baum | Executive |
| Douglas E. Hailey | Executive |
| Chris J Littlefield | Executive |
| Josh Sugidono | Executive |
| Joshua Sugidono | Executive |
| Scott K. Wolf | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
275 Madison Avenue Suite 1618
New York, NY, 10016
New York, NY, 10016