Form D · Other Investment Fund
Whittier SMID Cap Fund, LP
Pasadena, CA · CIK 0001825520
Offering snapshot reported Sep 25, 2026 · SEC filing
- Reported sold
- $71.2M Indefinite offering
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Jan 1, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 25, 2026 | Amendment | $71,175,000 | $0vs Sep 25, 2025 | 34 | SEC filing |
| Sep 25, 2025 | Amendment | $71,175,000 | $250,000vs Sep 25, 2024 | 34 | SEC filing |
| Sep 25, 2024 | Amendment | $70,925,000 | $0vs Sep 26, 2023 | 33 | SEC filing |
| Sep 26, 2023 | Amendment | $70,925,000 | $0vs Sep 23, 2022 | 33 | SEC filing |
| Sep 23, 2022 | Amendment | $70,925,000 | $1,955,000vs Sep 24, 2020 | 32 | SEC filing |
| Sep 23, 2021 | Amendment | $69,925,000 | $955,000vs Sep 24, 2020 | 31 | SEC filing |
| Sep 24, 2020 | Initial | $68,970,000 | No comparison | 31 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-376221
Source: Form D, filed Sep 25, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven A Anderson | Director, Executive |
| Craig Ayers | Executive |
| Sandip E. Bhagat | Executive |
| Michael J. Casey | Director |
| Dahl A. David | Director |
| Lori Gallagher | Executive |
| Liam W. Mc Guiness | Executive |
| Mat Neben | Executive |
| Mathew N. Neben | Executive |
| Robert W. Renken | Director, Executive |
| Teague Sanders | Executive |
| Arlo Sorenson | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Pasadena, CA, 91105
Phone: 626-441-5111