Form D · Hedge Fund

WHITNEY JAPAN FUND

New York, NY · CIK 0001427587

Offering snapshot reported Sep 29, 2011 · SEC filing

Reported sold: $704M
Investors reported: 3
Minimum accepted: $100K
First sale: Feb 29, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$600,139,967 → $704,497,498
Minimum accepted$0 → $100,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 29, 2011	Amendment	$704,497,498	$104,357,531vs Oct 5, 2010	3	SEC filing
Oct 5, 2010	Amendment	$600,139,967	$509,460,230vs Mar 13, 2009	3	SEC filing
Mar 13, 2009	Amendment	$90,679,737	No comparison	Not reported	SEC filing
Feb 14, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-114918

Source: Form D, filed Sep 29, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHITNEY JAPAN FUND

Investment adviser: JHWIM FUND MANAGEMENT COMPANY, LLC

Gross asset value: $32.9M
Beneficial owners: 14
ADV minimum commitment: $2M

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GOLDMAN SACHS FUND ADMINISTRATION SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAYMAN ISLANDS, Cayman Islands

Auditor PRICEWATERHOUSECOOPERS SINGAPORE, Singapore

Custodian CREDIT SUISSE SECURITIES (JAPAN) LIMITED TOKYO, Japan Related to adviser: No

Custodian DEUTSCHE SECURITIES INC. TOKYO, Japan Related to adviser: No

Custodian GOLDMAN SACHS JAPAN CO LTD. TOKYO, Japan Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES SINGAPORE, Singapore

Prime broker DEUTSCHE BANK AG TOKYO, Japan

Prime broker GOLDMAN SACHS INTERNATIONAL HONG KONG, Hong Kong

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 621379 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-6297096570

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dan Iamicelli	Executive
William Ng	Executive
John O'connor	Executive
John O?Connor	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Jh Whitney Investment Management Llc 711 Fifth Avenue, Suite 410
New York, NY, 10022