Form D · Hedge Fund
Whitebox Special Opportunities Fund, LP - Series O
Minneapolis, MN · CIK 0001525513
Offering snapshot reported Jul 25, 2016 · SEC filing
- Reported sold
- $158M Indefinite offering
- Investors reported
- 67 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jul 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 25, 2016 | Amendment | $157,604,734 | $0vs Aug 27, 2015 | 67 | SEC filing |
| Aug 27, 2015 | Amendment | $157,604,734 | $1,281,506vs Jun 24, 2015 | 67 | SEC filing |
| Jun 24, 2015 | Amendment | $156,323,228 | $1,916,285vs Jun 27, 2014 | 67 | SEC filing |
| Jun 27, 2014 | Amendment | $154,406,943 | $7,197,815vs Jun 27, 2013 | 67 | SEC filing |
| Jun 27, 2013 | Amendment | $147,209,128 | $18,789,465vs Jun 29, 2012 | 67 | SEC filing |
| Jun 29, 2012 | Amendment | $128,419,663 | $46,584,113vs Jul 12, 2011 | 66 | SEC filing |
| Jul 12, 2011 | Initial | $81,835,550 | No comparison | 25 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $187K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-162730
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Emergent Financial Group, Inc. | 37891 |
Source: Form D, filed Jul 25, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew Redleaf | Executive |
| Mark Strefling | Executive |
| Whitebox Advisors Llc | Executive |
| Whitebox General Partner Llc | Executive |
| N/A Whitebox Special Opportunities Advisors, Llc | Promoter |
| Jonathan D. Wood | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Minneapolis, MN, 55416