Form D · Hedge Fund

Whitebox KFA Advantage, LLC

Minneapolis, MN · CIK 0001668424

Offering snapshot reported Jun 27, 2022 · SEC filing

Reported sold
$461M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Mar 14, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$230M$461MJun 25, 2021: $460,550,000.00Jun 25, 2021Jun 27, 2022: $460,550,000.00Jun 27, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 27, 2022Amendment$460,550,000$0vs Jun 25, 20212SEC filing
Jun 25, 2021Amendment$460,550,000No comparisonNot reportedSEC filing
Jun 26, 2020Amendment$460,550,000$0vs Jun 27, 20192SEC filing
Jun 27, 2019Amendment$460,550,000$210,000,000vs Jun 29, 20172SEC filing
Jun 29, 2018Amendment$355,550,000$105,000,000vs Jun 29, 20172SEC filing
Jun 29, 2017Amendment$250,550,000$50,000,000vs Jul 22, 20162SEC filing
Jul 22, 2016Amendment$200,550,000$550,000vs Mar 15, 20162SEC filing
Mar 15, 2016Initial$200,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-259328

Source: Form D, filed Jun 27, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHITEBOX KFA ADVANTAGE, LLC

Investment adviser: WHITEBOX ADVISORS LLC

Gross asset value
$79.1M
Beneficial owners
2
ADV minimum commitment
$0

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CHARTERED ACCOUNTANTS DUBLIN, Ireland
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian PRINCIPAL BANK DES MOINES, Iowa, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG CHARTERED ACCOUNTANTS
PCAOB 1411

J.P. MORGAN CLEARING CORP.
SEC 8-43724

PRINCIPAL BANK
LEI 549300GJUS3RD4RG4D56

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1829534 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-3593135748

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul Roos Executive
Whitebox Advisors Llc Executive, Promoter
N/A Whitebox Advisors Llc Executive
Whitebox General Partner Llc Executive, Promoter
N/A Whitebox General Partner Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3033 Excelsior Blvd, Suite 500
Minneapolis, MN, 55416