Form D · Hedge Fund

WHITEBOX L/S EQUITY FUND, LTD

Road Town, Tortola, D8 · CIK 0001306166

Offering snapshot reported May 15, 2012 · SEC filing

Reported sold
$67.4M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$33.9M$67.7MMar 16, 2009: $66,748,294.00Mar 16, 2009Mar 12, 2010: $66,748,294.00Mar 12, 2010May 26, 2010: $66,748,294.00May 25, 2011: $67,748,294.00May 25, 2011May 15, 2012: $67,370,294.00May 15, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$67,748,294 → $67,370,294
  • Reported investors34 → 35

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2012Amendment$67,370,294-$378,000vs May 25, 201135SEC filing
May 25, 2011Amendment$67,748,294$1,000,000vs May 26, 201034SEC filing
May 26, 2010Amendment$66,748,294$0vs Mar 12, 201033SEC filing
Mar 12, 2010Amendment$66,748,294$0vs Mar 16, 200933SEC filing
Mar 16, 2009Amendment$66,748,294No comparisonNot reportedSEC filing
Mar 16, 2009Initial$950,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-127922

Source: Form D, filed May 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHITEBOX L/S EQUITY FUND LTD

Investment adviser: WHITEBOX ADVISORS LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Nov 13, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 679825 · Nov 13, 2012 · Schedule D 7.B.(1), fund 805-8638893526

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Harding University, Inc. Promoter
William Harris Director
Calum Mc Kenzie Director
Andrew J. Redleaf Executive
Mark Strefling Director, Executive
N/A Whitebox Intermarket Advisors, Llc Promoter
N/A Whitebox L/S Equity Advisors, Llc Promoter
N/A Whitebox Small Cap Long Short Equity Advisors, Llc Promoter
Jonathan D. Wood Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Trident Trust Company (Bvi) Limited Trident Chmbrs Waterfront Dr Wickham Cay
Road Town, Tortola, D8, 00000