Form D · Hedge Fund

Whitebox Diversified Convertible Arbitrage Fund, Ltd.

Grand Cayman, E9 · CIK 0001317594

Offering snapshot reported Mar 12, 2010 · SEC filing

Reported sold: $511M
Investors reported: 86
Minimum accepted: $5M
First sale: Jan 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$473,109,500 → $511,448,600

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 12, 2010	Amendment	$511,448,600	$38,339,100vs Mar 17, 2009	86	SEC filing
Mar 17, 2009	Amendment	$473,109,500	No comparison	Not reported	SEC filing
Mar 16, 2009	Initial	$11,100,000	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-128026

Source: Form D, filed Mar 12, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Bree	Director
N/A Hsbc Republic Bank (Suisse) S.A.	Promoter
N/A Pine Grove Offshore Fund, Ltd.	Promoter
Andrew J. Redleaf	Director, Executive
Don Seymour	Director
N/A Whitebox Diversified Convertible Abritrage Advisors, Llc	Promoter
Jonathan D. Wood	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Trident Trust Co. (Cayman) Ltd. One Capital Place, 4 Th Floor
Grand Cayman, E9, 00000