Form D · Hedge Fund
WHITE RIVER OFFSHORE FUND LTD
Hamilton Hm 12, D0 · CIK 0001422439
Offering snapshot reported Mar 7, 2017 · SEC filing
- Reported sold
- $70.3M Indefinite offering
- Investors reported
- 40 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Aug 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 7, 2017 | Amendment | $70,344,276 | $0vs Feb 25, 2016 | 40 | SEC filing |
| Feb 25, 2016 | Amendment | $70,344,276 | $0vs Mar 25, 2015 | 40 | SEC filing |
| Mar 25, 2015 | Amendment | $70,344,276 | $0vs Mar 7, 2014 | 40 | SEC filing |
| Mar 7, 2014 | Amendment | $70,344,276 | $0vs Mar 14, 2013 | 40 | SEC filing |
| Mar 14, 2013 | Amendment | $70,344,276 | $1,000,000vs Mar 15, 2012 | 40 | SEC filing |
| Mar 15, 2012 | Amendment | $69,344,276 | -$1,000,000,000vs Mar 15, 2011 | 40 | SEC filing |
| Mar 15, 2011 | Amendment | $1,069,344,276 | $1,066,901,884vs Mar 15, 2010 | 41 | SEC filing |
| Mar 15, 2010 | Amendment | $2,442,392 | -$1,232,204vs Mar 16, 2009 | 10 | SEC filing |
| Mar 16, 2009 | Amendment | $3,674,596 | No comparison | Not reported | SEC filing |
| Dec 21, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $200K
- Finders' fees
- $0
- Form D file number
- 021-112813
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| David Frederick Hansen | 709328 | SF Sentry Services, Inc. · CRD 27432 |
| Wilma J. Engel | 135918 |
Source: Form D, filed Mar 7, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WHITE RIVER OFFSHORE FUND LTD.
Investment adviser: WHITE RIVER INVESTMENT PARTNERS, LLC
- Gross asset value
- $38.8M
- Beneficial owners
- 21
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 27, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526
J.P. MORGAN CLEARING CORP.
SEC 8-43724
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526
J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724
Filing source
Form ADV 885027 · Mar 27, 2015 · Schedule D 7.B.(1), fund 805-3914870204
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Allen Carpe Benello | Executive |
| James Keyes | Director |
| Gregory Tolaram | Director, Executive |
| Sean C. Warren | Executive |
| N/A White River Investment Partners, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Hamilton Hm 12, D0, 00000