Form D · Hedge Fund
White River Capital, LP
Lake Forest, IL · CIK 0001315675
Offering snapshot reported Mar 9, 2023 · SEC filing
- Reported sold
- $89.3M Indefinite offering
- Investors reported
- 138 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$89,117,800 → $89,266,300
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 9, 2023 | Amendment | $89,266,300 | $148,500vs Mar 9, 2022 | 138 | SEC filing |
| Mar 9, 2022 | Amendment | $89,117,800 | $2,825,183vs Mar 3, 2021 | 138 | SEC filing |
| Mar 3, 2021 | Amendment | $86,292,617 | $50,000vs Oct 16, 2019 | 137 | SEC filing |
| Oct 16, 2019 | Amendment | $86,242,617 | $1,050,000vs Aug 22, 2018 | 137 | SEC filing |
| Aug 22, 2018 | Amendment | $85,192,617 | $25,001vs Aug 22, 2017 | 136 | SEC filing |
| Aug 22, 2017 | Amendment | $85,167,616 | $1,625,000vs Aug 1, 2016 | 135 | SEC filing |
| Aug 1, 2016 | Amendment | $83,542,616 | $1,050,000vs Dec 22, 2015 | 133 | SEC filing |
| Dec 22, 2015 | Amendment | $82,492,616 | $2,550,000vs Jul 29, 2015 | 135 | SEC filing |
| Jul 29, 2015 | Amendment | $79,942,616 | $450,000vs May 8, 2015 | 130 | SEC filing |
| May 8, 2015 | Amendment | $79,492,616 | $18,599,999vs Jun 30, 2014 | 130 | SEC filing |
| Jun 30, 2014 | Amendment | $60,892,617 | $15,697,156vs Jul 2, 2013 | 92 | SEC filing |
| Jul 2, 2013 | Amendment | $45,195,461 | $2,425,000vs Jun 5, 2012 | 80 | SEC filing |
| Jun 5, 2012 | Initial | $42,770,461 | No comparison | 77 | SEC filing |
| Mar 10, 2011 | Amendment | $38,407,452 | $6,996,250vs Mar 11, 2010 | 88 | SEC filing |
| Mar 11, 2010 | Amendment | $31,411,202 | No comparison | 67 | SEC filing |
| Mar 16, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 24, 2005 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $47.8K
- Finders' fees
- $0
- Form D file number
- 021-179263
The sales commissions reported are commissions paid by the Issuer from 2017 to 2021. There were no commissions paid in 2022.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wayne Hummer Investments L.L.C. | 875 | Wayne Hummer Investments L.L.C. · CRD 875 |
| March Capital Corp. | 24142 | March Capital Corp. · CRD 24142 |
| Gallatin Capital LLC | 124738 | Gallatin Capital LLC · CRD 124738 |
Source: Form D, filed Mar 9, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Cumin | Director, Promoter |
| Mark D. Curnin | Executive |
| David E. Winebrenner | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
271 Market Square Suite A
Lake Forest, IL, 60045
Lake Forest, IL, 60045