Form D · Other Investment Fund

White Oaks Moderate Growth Fund, LLC

Sarasota, FL · CIK 0001299871

Offering snapshot reported Sep 15, 2026 · SEC filing

Reported sold
$91.5M
Indefinite offering
Investors reported
204
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 7, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45.7M$91.5MSep 11, 2025: $88,542,311.00Sep 11, 2025Sep 15, 2026: $91,459,277.00Sep 15, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$88,542,311 → $91,459,277

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 15, 2026Amendment$91,459,277$2,916,966vs Sep 11, 2025204SEC filing
Sep 11, 2025Amendment$88,542,311No comparisonNot reportedSEC filing
Sep 18, 2024Amendment$85,808,022$188,436vs Sep 11, 2023200SEC filing
Sep 11, 2023Amendment$85,619,586$1,884,201vs Sep 12, 2022200SEC filing
Sep 12, 2022Amendment$83,735,385$997,502vs Sep 15, 2021199SEC filing
Sep 15, 2021Amendment$82,737,883No comparisonNot reportedSEC filing
Sep 16, 2020Amendment$77,828,706$497,653vs Sep 16, 2019196SEC filing
Sep 16, 2019Amendment$77,331,053$316,840vs Sep 17, 2018195SEC filing
Sep 17, 2018Amendment$77,014,213$0vs Sep 17, 2018194SEC filing
Sep 17, 2018Amendment$77,014,213$201,314vs Sep 20, 2017194SEC filing
Sep 20, 2017Amendment$76,812,899$506,847vs Oct 5, 2016194SEC filing
Oct 5, 2016Amendment$76,306,052$3,363,742vs Oct 8, 2015193SEC filing
Oct 8, 2015Amendment$72,942,310$1,778,268vs Oct 14, 2014191SEC filing
Oct 14, 2014Amendment$71,164,042$2,453,162vs Mar 12, 2014190SEC filing
Mar 12, 2014Amendment$68,710,880$0vs Mar 6, 2014189SEC filing
Mar 6, 2014Amendment$68,710,880$3,066,259vs Mar 6, 2013189SEC filing
Mar 6, 2013Amendment$65,644,621$874,493vs Mar 6, 2012186SEC filing
Mar 6, 2012Amendment$64,770,128$10,989,900vs Mar 14, 2011183SEC filing
Mar 14, 2011Initial$53,780,228No comparison182SEC filing
Mar 12, 2010Amendment$47,528,808$621,805vs Mar 13, 2009162SEC filing
Mar 13, 2009Amendment$46,907,003No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156619

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANone

Source: Form D, filed Sep 15, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHITE OAKS INVESTMENT MANAGEMENT MODERATE GROWTH FUND

Investment adviser: WHITE OAKS INVESTMENT MANAGEMENT, INC

Gross asset value
$26.1M
Beneficial owners
31
ADV minimum commitment
$1M

Reported in Form ADV on May 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CBIZ CPAS P.C. KANSAS CITY, Missouri, United States
Custodian FOLIO INVESTMENTS, INC. MCLEAN, Virginia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CBIZ CPAS P.C.
PCAOB 199

FOLIO INVESTMENTS, INC.
SEC 8-52009

Filing source

Form ADV 2108485 · May 27, 2026 · Schedule D 7.B.(1), fund 805-9842509561

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sharon Bloodworth Executive
Robert J. Klosterman Director
N/A White Oaks Investment Management, Inc. Promoter
N/A White Oak Wealth Advisors, Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1717 2nd Street
Sarasota, FL, 34236