Form D · Other Investment Fund

Whippoorwill Distressed Opportunity Fund, L.P.

New York, NY · CIK 0001282973

Offering snapshot reported Sep 10, 2013 · SEC filing

Reported sold
$977M
Indefinite offering
Investors reported
262
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 6, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$489M$977MSep 9, 2010: $866,855,420.00Sep 9, 2010Sep 9, 2011: $930,199,420.00Sep 9, 2011Sep 10, 2012: $963,108,420.00Sep 10, 2012Sep 10, 2013: $977,095,420.00Sep 10, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$963,108,420 → $977,095,420
  • Reported investors249 → 262

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 10, 2013Amendment$977,095,420$13,987,000vs Sep 10, 2012262SEC filing
Sep 10, 2012Amendment$963,108,420$96,253,000vs Sep 9, 2010249SEC filing
Sep 9, 2011Amendment$930,199,420$63,344,000vs Sep 9, 2010236SEC filing
Sep 9, 2010Initial$866,855,420No comparison185SEC filing
Oct 13, 2009Amendment$723,422,580No comparison141SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$13.6M (estimated)
Finders' fees
$0
Form D file number
Not reported

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Chatsworth Securities LLC40804Chatsworth Securities LLC · CRD 40804
Gregg Solomon2818497Bedminster Financial Group, Limited · CRD 39916
Timothy Cunningham1238971Bedminster Financial Group, Limited · CRD 39916
Anthony McNaughtonNoneStrategic Capital Services Limited
Somerset Capital Ltd.NoneSomerset Capital Ltd.
CAIS Capital, LLC154512CAIS Capital, LLC · CRD 154512

Source: Form D, filed Sep 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven Kenneth Gendal Executive
Shelley F. Greenhaus Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11 Martine Ave 11 Th Fl
New York, NY, 10606