Form D · Other Investment Fund

Whippoorwill Credit Opportunity Fund, L.P.

White Plains, NY · CIK 0001591624

Offering snapshot reported Jan 20, 2015 · SEC filing

Reported sold: $7.49M
Investors reported: 16
Minimum accepted: $0
First sale: Jan 3, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$100,000 → $7,487,424
Reported investors1 → 16

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 20, 2015	Amendment	$7,487,424	$7,387,424vs Jan 21, 2014	16	SEC filing
Jan 21, 2014	Initial	$100,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $500K
Finders' fees: $0
Form D file number: Not reported

Reflects amounts expected to be paid over time

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CAIS Capital, LLC	154512	CAIS Capital, LLC · CRD 154512
Jefferies LLC	2347	Jefferies LLC · CRD 2347
PAF Securities, LLC	140889	PAF Securities, LLC · CRD 140889

Source: Form D, filed Jan 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Steven Kenneth Gendal	Executive
Shelley F. Greenhaus	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11 Martine Avenue, 11 Th Floor
White Plains, NY, 10606