Form D · Other Investment Fund

Whetstone Capital Offshore Fund, Ltd.

Mission Woods, KS · CIK 0001654635

Offering snapshot reported Oct 18, 2021 · SEC filing

Reported sold: $9.1M
Investors reported: 6
Minimum accepted: $500K
First sale: Apr 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$8,950,000 → $9,100,000
Minimum accepted$0 → $500,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 18, 2021	Amendment	$9,100,000	$150,000vs Oct 19, 2020	6	SEC filing
Oct 19, 2020	Amendment	$8,950,000	$0vs Oct 31, 2019	6	SEC filing
Oct 31, 2019	Amendment	$8,950,000	$50,000vs Oct 10, 2018	6	SEC filing
Oct 10, 2018	Amendment	$8,900,000	$200,000vs Oct 27, 2017	6	SEC filing
Oct 27, 2017	Amendment	$8,700,000	$0vs Sep 27, 2016	3	SEC filing
Sep 27, 2016	Amendment	$8,700,000	$0vs Nov 5, 2015	3	SEC filing
Nov 5, 2015	Amendment	$8,700,000	-$10,300,000vs Oct 5, 2015	8	SEC filing
Oct 5, 2015	Initial	$19,000,000	No comparison	8	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $56K
Finders' fees: $0
Form D file number: 021-248724

No commission paid by Issuer; however Item 12 entities are paid by General Partner (or its affiliate) commissions, or similar sales compensation, equal to a percentage of fees paid by Issuer to General Partner (or its affiliate).

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Andrew Kovach	1921880	First Liberties Financial · CRD 14432

Source: Form D, filed Oct 18, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHETSTONE CAPITAL OFFSHORE FUND, LTD

Investment adviser: WHETSTONE CAPITAL ADVISORS, LLC

Gross asset value: $4.82M
Beneficial owners: 5
ADV minimum commitment: $500K

Reported in Form ADV on Mar 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CAYMAN KPMG GRAND CAYMAN, Cayman Islands

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer FIRST LIBERTIES FINANCIAL NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

FIRST LIBERTIES FINANCIAL
CRD 14432 · SEC 8-30673

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 973016 · Mar 10, 2016 · Schedule D 7.B.(1), fund 805-5622083405

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David A Atterbury	Director
David A Atternbury	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2001 Shawnee Mission Parkway
Mission Woods, KS, 66205