Form D · Retailing
WET SEAL INC
Foothill Ranch, CA · CIK 0000863456
Offering snapshot reported Apr 4, 2014 · SEC filing
- Reported sold
- $27M Offering amount: $27M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $27M Reported outside-investor minimum
- First sale
- Mar 26, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 4, 2014 | Initial | $27,000,000 | No comparison | 1 | SEC filing |
| May 18, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 31, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.35M
- Finders' fees
- $0
- Form D file number
- 021-214902
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cowen and Company, LLC | 7616 |
Source: Form D, filed Apr 4, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kimberly Bajrech | Executive |
| Steven H Benrubi | Executive |
| Kathy Bronstein | Director |
| Lynda J Davey | Director |
| Bern M Dorrit | Director |
| Lesli R Gilbert | Executive |
| John D Goodman | Director, Executive |
| Nancy Lublin | Director |
| John S Mills | Director |
| Kenneth M Reiss | Director |
| Adam Rothstein | Director |
| Debbie Shinn | Executive |
| Deena Varshavskaya | Director |
Issuer details
Industry: Retailing (See others in industry)
Address:
26972 Burbank
Foothill Ranch, CA, 92610
Foothill Ranch, CA, 92610