Form D · REITS and Finance
WestRiver RE Finance (MM) REIT, Inc.
New York, NY · CIK 0001510583
Offering snapshot reported Jan 25, 2011 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 13, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 25, 2011 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-154355
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Phyllis Beck | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Jan 25, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Klingher | Executive |
| Majid Mangalji | Director |
| Fareed Mangalji | Director |
| Anthony Messina | Executive |
| Mohamed Thowfeek | Executive |
| Alexander K. Zabik | Director, Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
450 Park Avenue Suite 1203
New York, NY, 10022
New York, NY, 10022