Form D · Other Investment Fund

WESTPORT FUTURES FUND L.P.

New York, NY · CIK 0001037189

Offering snapshot reported Dec 19, 2016 · SEC filing

Reported sold
$200M
Indefinite offering
Investors reported
2,164
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$100M$200MJul 1, 2009: $176,752,000.00Jul 1, 2009Oct 15, 2009: $177,642,000.00Jun 18, 2010: $179,336,000.00Jun 22, 2010: $179,336,000.00Jul 8, 2010: $179,336,000.00Dec 16, 2010: $183,209,093.00Oct 5, 2011: $187,633,875.00Dec 22, 2011: $189,443,875.00Oct 2, 2012: $192,763,875.00Jan 29, 2013: $192,827,087.00May 2, 2013: $193,767,484.00Sep 11, 2013: $194,692,644.00Oct 3, 2013: $194,819,294.00Oct 9, 2014: $197,891,930.00Sep 1, 2015: $200,083,681.00Jun 30, 2016: $200,491,021.00Dec 19, 2016: $200,083,681.00Dec 19, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$200,491,021 → $200,083,681

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 19, 2016Amendment$200,083,681-$407,340vs Jun 30, 20162,164SEC filing
Jun 30, 2016Amendment$200,491,021$2,599,091vs Oct 9, 20142,164SEC filing
Sep 1, 2015Amendment$200,083,681$2,191,751vs Oct 9, 20142,164SEC filing
Oct 9, 2014Amendment$197,891,930$3,199,286vs Sep 11, 20132,140SEC filing
Oct 3, 2013Amendment$194,819,294$126,650vs Sep 11, 20132,084SEC filing
Sep 11, 2013Amendment$194,692,644$925,160vs May 2, 20132,079SEC filing
May 2, 2013Amendment$193,767,484$940,397vs Jan 29, 20132,049SEC filing
Jan 29, 2013Amendment$192,827,087$63,212vs Oct 2, 20122,028SEC filing
Oct 2, 2012Amendment$192,763,875$3,320,000vs Dec 22, 20112,026SEC filing
Dec 22, 2011Amendment$189,443,875$1,810,000vs Oct 5, 20111,980SEC filing
Oct 5, 2011Amendment$187,633,875$4,424,782vs Dec 16, 20101,959SEC filing
Dec 16, 2010Amendment$183,209,093$3,873,093vs Jul 8, 20101,909SEC filing
Jul 8, 2010Amendment$179,336,000$0vs Jun 22, 20101,871SEC filing
Jun 22, 2010Amendment$179,336,000$1,694,000vs Oct 15, 20091,871SEC filing
Jun 18, 2010Amendment$179,336,000$1,694,000vs Oct 15, 20091,871SEC filing
Oct 15, 2009Amendment$177,642,000$890,000vs Jul 1, 20091,857SEC filing
Jul 1, 2009Amendment$176,752,000No comparison1,843SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$5.8M (estimated)
Finders' fees
$0
Form D file number
021-128346
The estimate of fees includes projected fees payable over the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc. ("CGM")7059Citigroup Global Markets Inc. · CRD 7059
Morgan Stanley Smith Barney LLC ("MSSB")149777Morgan Stanley Smith Barney LLC · CRD 149777
CREDIT SUISSE SECURITIES (USA) LLC ("CS")816CREDIT SUISSE SECURITIES (USA) LLC · CRD 816
ROBERT W. BAIRD & CO. INCORPORATED8158ROBERT W. BAIRD & CO. INCORPORATED · CRD 8158

Source: Form D, filed Dec 19, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Craig Abruzzo Director
Jeremy Beal Director
Ian Bernstein Director
Brian Centner Executive
Steven Ciampi Director
Alper Daglioglu Director
Walter Davis Director, Executive
Daryl Dewbrey Director
Patrick T. Egan Director, Executive
Damian George Executive
Matthew Graver Director
Harry Handler Director
Douglas J. Ketterer Director
Kevin Klingert Director
Alice Lonero Executive
Jennifer Magro Director, Executive
M. Paul Martin Director
Michael Mc Grath Director
Edmond Moriarty Executive
Colbert Narcisse Director
Raymond Nolte Director
Maureen O' Toole Director
Jerry Pascucci Director, Executive
Ihor Rakowsky Director, Executive
Steven Ross Director, Executive
Frank Smith Director
Shelley Deavitt Ullman Director, Executive
Feta Zabeli Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
522 Fifth Avenue
New York, NY, 10036