Form D · Investing
Westminster Financial Companies, Inc.
Vandalia, OH · CIK 0001551606
Offering snapshot reported Jul 15, 2014 · SEC filing
- Reported sold
- Yet to sell Offering amount: $5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 15, 2014 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 14, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jun 5, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 05, 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $75K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-220956
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| L. Miles Brazie | 857097 | .westminster financial securities, inc. · CRD 20677 |
Source: Form D, filed Jul 15, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Morgan P. Brazie | Executive |
| Lawrence Miles Brazie | Director, Executive |
| Norman Burkhardt | Director |
| Jesse Conrad | Director |
| Harold Elliot | Director, Executive |
| Todd Heim | Director, Executive |
| Ronald Hunt | Director |
| George Andrew Katchmer | Executive |
| Russell Morgan | Director |
| Johann Nanayakara | Director, Executive |
| Frank Ruppen | Director, Executive |
| Larry Shull | Executive |
| Kirk Stager | Director, Executive |
| Michael Suhay | Executive |
| Angela Sweeney | Executive |
| Jessica Trunck | Executive |
| Ken Warnick | Director, Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
865 South Dixie Drive
Vandalia, OH, 45377
Vandalia, OH, 45377