Form D · Hedge Fund

Western Investment Total Return Partners L.P.

Salt Lake City, UT · CIK 0001443719

Offering snapshot reported Mar 23, 2017 · SEC filing

Reported sold
$52M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$26M$52MMar 30, 2011: $40,346,410.00Mar 30, 2011Mar 26, 2012: $40,346,410.00Mar 25, 2013: $40,892,083.00Mar 25, 2014: $43,644,606.00Mar 25, 2015: $51,394,606.00Mar 25, 2016: $52,022,533.00Mar 23, 2017: $52,022,533.00Mar 23, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 23, 2017Amendment$52,022,533$0vs Mar 25, 201617SEC filing
Mar 25, 2016Amendment$52,022,533$627,927vs Mar 25, 201517SEC filing
Mar 25, 2015Amendment$51,394,606$7,750,000vs Mar 25, 201416SEC filing
Mar 25, 2014Amendment$43,644,606$2,752,523vs Mar 25, 20139SEC filing
Mar 25, 2013Amendment$40,892,083$545,673vs Mar 26, 20129SEC filing
Mar 26, 2012Amendment$40,346,410$0vs Mar 30, 20119SEC filing
Mar 30, 2011Initial$40,346,410No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-157608

Source: Form D, filed Mar 23, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WESTERN INVESTMENT TOTAL RETURN PARTNERS LP

Investment adviser: WESTERN INVESTMENT LLC

Gross asset value
$33.2M
Beneficial owners
6
ADV minimum commitment
$1M

Reported in Form ADV on Mar 21, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG SALT LAKE CITY, Utah, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1090880 · Mar 21, 2017 · Schedule D 7.B.(1), fund 805-6995136453

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Arthur D. Lipson Executive
James R. Merchant Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8011 S. Dazzling View Circle
Salt Lake City, UT, 84121