Form D · Hedge Fund

Western Investment Hedged Partners L.P.

Salt Lake City, UT · CIK 0001443721

Offering snapshot reported Mar 24, 2017 · SEC filing

Reported sold
$189M
Indefinite offering
Investors reported
103
Form D · investor count
Minimum accepted
$15K
Reported outside-investor minimum
First sale
Jan 1, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$94.7M$189MMar 25, 2010: $166,255,974.00Mar 25, 2010Mar 28, 2011: $168,012,974.00Mar 28, 2011: $168,012,974.00Mar 26, 2012: $168,617,974.00Mar 25, 2013: $180,754,596.00Mar 25, 2014: $188,359,440.00Mar 25, 2015: $188,454,440.00Mar 25, 2016: $188,827,231.00Mar 24, 2017: $189,397,231.00Mar 24, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$188,827,231 → $189,397,231

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 24, 2017Amendment$189,397,231$570,000vs Mar 25, 2016103SEC filing
Mar 25, 2016Amendment$188,827,231$372,791vs Mar 25, 2015103SEC filing
Mar 25, 2015Amendment$188,454,440$95,000vs Mar 25, 2014103SEC filing
Mar 25, 2014Amendment$188,359,440$7,604,844vs Mar 25, 2013103SEC filing
Mar 25, 2013Amendment$180,754,596$12,136,622vs Mar 26, 2012102SEC filing
Mar 26, 2012Amendment$168,617,974$605,000vs Mar 28, 2011102SEC filing
Mar 28, 2011Amendment$168,012,974$0vs Mar 28, 2011101SEC filing
Mar 28, 2011Amendment$168,012,974$1,757,000vs Mar 25, 2010101SEC filing
Mar 25, 2010Initial$166,255,974No comparison98SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-139921

Source: Form D, filed Mar 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WESTERN INVESTMENT HEDGED PARTNERS LP

Investment adviser: WESTERN INVESTMENT LLC

Gross asset value
$69.4M
Beneficial owners
33
ADV minimum commitment
$1M

Reported in Form ADV on Mar 21, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG SALT LAKE CITY, Utah, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1090880 · Mar 21, 2017 · Schedule D 7.B.(1), fund 805-3716066391

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Arthur D Lipson Executive, Promoter
James R Merchant Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8011 S. Dazzling View Circle
Salt Lake City, UT, 84121