Form D · Other Investment Fund

Westcliff High Yield Fund, L.P.

Santa Cruz, CA · CIK 0001518008

Offering snapshot reported Apr 8, 2021 · SEC filing

Reported sold
$650K
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 1, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 8, 2021Initial$650,000No comparison25SEC filing
Mar 9, 2020Initial$650,000No comparison25SEC filing
Mar 4, 2019Initial$650,000No comparison25SEC filing
Feb 12, 2018Initial$650,000No comparison25SEC filing
Mar 13, 2017Initial$650,000No comparison25SEC filing
Mar 16, 2016Amendment$650,000$0vs Mar 31, 201525SEC filing
Mar 31, 2015Amendment$650,000-$5,217,193vs Feb 12, 201425SEC filing
Feb 12, 2014Amendment$5,867,193$1,281,810vs Apr 11, 201325SEC filing
Apr 11, 2013Initial$4,585,383No comparison20SEC filing
Apr 16, 2012Amendment$2,250,585$1,092,697vs Apr 14, 20118SEC filing
Apr 14, 2011Initial$1,157,888No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-395161

Source: Form D, filed Apr 8, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WESTCLIFF CAPITAL HIGH YIELD FUND, LP

Investment adviser: WESTCLIFF CAPITAL MANAGEMENT LLC

Gross asset value
$1.25M
Beneficial owners
22
ADV minimum commitment
$250K

Reported in Form ADV on Apr 5, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC ALPHARETTA, Georgia, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Filing source

Form ADV 1509940 · Apr 5, 2021 · Schedule D 7.B.(1), fund 805-4804437375

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mary Hinz Executive
Denise R. Hurley Executive
Denyse R. Hurley Executive
Richard S. Spencer, Iii Executive
N/A Westcliff Capital Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Westcliff Capital Management, Llc 635 Meder St.
Santa Cruz, CA, 95060