Form D · Hedge Fund

WESTCLIFF ALTERNATIVE HOLDINGS SA LP

Santa Cruz, CA · CIK 0001379233

Offering snapshot reported Mar 31, 2015 · SEC filing

Reported sold
$25.2M
Indefinite offering
Investors reported
36
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Oct 2, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.6M$25.2MMar 16, 2009: $23,668,546.00Mar 16, 2009Mar 16, 2010: $24,410,825.00Mar 16, 2011: $25,170,995.00Mar 16, 2012: $25,170,995.00Mar 22, 2013: $25,170,995.00Feb 10, 2014: $25,170,995.00Mar 31, 2015: $25,170,995.00Mar 31, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 31, 2015Amendment$25,170,995$0vs Feb 10, 201436SEC filing
Feb 10, 2014Amendment$25,170,995$0vs Mar 22, 201336SEC filing
Mar 22, 2013Amendment$25,170,995$0vs Mar 16, 201236SEC filing
Mar 16, 2012Amendment$25,170,995$0vs Mar 16, 201136SEC filing
Mar 16, 2011Amendment$25,170,995$760,170vs Mar 16, 201036SEC filing
Mar 16, 2010Amendment$24,410,825$742,279vs Mar 16, 200935SEC filing
Mar 16, 2009Amendment$23,668,546No comparisonNot reportedSEC filing
Oct 20, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-95917

Source: Form D, filed Mar 31, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WESTCLIFF ALTERNATIVE HOLDINGS, SA LP

Investment adviser: WESTCLIFF CAPITAL MANAGEMENT LLC

Gross asset value
$3.15M
Beneficial owners
20
ADV minimum commitment
$250K

Reported in Form ADV on Feb 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BTIG, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 780455 · Feb 27, 2014 · Schedule D 7.B.(1), fund 805-6691003019

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mary F. Hinz Executive
Denise R. Hurley Executive
Richard S. Spencer Iii Executive
Not Applicable Westcliff Alternative Management, Llc Executive, Promoter
N/A Westcliff Alternative Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Seventh Avenue Suite 105
Santa Cruz, CA, 95062