Form D · Other Investment Fund
West Face Credit Opportunities (USA) L.P.
Toronto, A6 · CIK 0001534657
Offering snapshot reported Dec 11, 2017 · SEC filing
- Reported sold
- $62.6M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 1, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 11, 2017 | Amendment | $62,578,534 | $0vs Dec 9, 2016 | 5 | SEC filing |
| Dec 9, 2016 | Amendment | $62,578,534 | $0vs Dec 9, 2015 | 5 | SEC filing |
| Dec 9, 2015 | Amendment | $62,578,534 | $24,000,000vs Dec 9, 2014 | 5 | SEC filing |
| Dec 9, 2014 | Amendment | $38,578,534 | $7,328,534vs Dec 9, 2013 | 5 | SEC filing |
| Dec 9, 2013 | Amendment | $31,250,000 | $100,000vs Dec 7, 2012 | 5 | SEC filing |
| Dec 7, 2012 | Amendment | $31,150,000 | No comparison | 4 | SEC filing |
| Dec 7, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-169727
Source: Form D, filed Dec 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WEST FACE CREDIT OPPORTUNITIES (USA) L.P.
Investment adviser: WEST FACE CAPITAL INC.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jun 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1226250 · Jun 26, 2018 · Schedule D 7.B.(1), fund 805-4362463594
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Maynard | Executive |
| Stephen A. Miller | Executive |
| N/A West Face Capital Inc. | Executive |
| N/A Wfcof Usa Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Toronto, A6, M4W 1A8