Form D · REITS and Finance

West 37th Street REIT, Inc.

New York, NY · CIK 0001659948

Offering snapshot reported Dec 4, 2015 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Nov 20, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 4, 2015Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.25K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-252476

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles B. Harrison3071551H & L Equities, LLC · CRD 113794
Phyllis J. Johnson1020488H&L Equities, LLC · CRD 113794
Patrick J. Whelchel5389090H&L Equities, LLC · CRD 113794
Scott Harrison4981070H&L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794

Source: Form D, filed Dec 4, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David I. Becker Executive
Peter J. Falco Director, Executive
Peter Kaye Director, Executive
None Reit Funding, Llc Promoter
Walter P. Schmidt Director, Executive
Tyson Skillings Director, Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
Rockwood Capital, Llc 140 East 45 Th Street, 34 Th Floor
New York, NY, 10017