Form D · Hedge Fund

Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC

New York, NY · CIK 0001697317

Offering snapshot reported Dec 19, 2023 · SEC filing

Reported sold
$127M
Indefinite offering
Investors reported
528
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$63.4M$127MMay 2, 2017Apr 30, 2018: $60,816,000.00Apr 30, 2019: $99,980,940.00Apr 30, 2020: $112,602,190.00Apr 28, 2021: $126,163,440.00Aug 1, 2022: $126,829,440.00Dec 19, 2023: $126,829,440.00Dec 19, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 19, 2023Amendment$126,829,440$0vs Aug 1, 2022528SEC filing
Aug 1, 2022Amendment$126,829,440$666,000vs Apr 28, 2021528SEC filing
Apr 28, 2021Amendment$126,163,440$13,561,250vs Apr 30, 2020524SEC filing
Apr 30, 2020Amendment$112,602,190$12,621,250vs Apr 30, 2019488SEC filing
Apr 30, 2019Amendment$99,980,940$39,164,940vs Apr 30, 2018437SEC filing
Apr 30, 2018Amendment$60,816,000No comparison262SEC filing
May 2, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$489K (estimated)
Finders' fees
$0
Form D file number
021-285887

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
WELLS FARGO ADVISORS, LLC19616

Source: Form D, filed Dec 19, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WELLINGTON HAWKES BAY ASP FUND

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No
Marketer WELLS CAPITAL MANAGEMENT SINGAPORE SINGAPORE, Singapore Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

WELLS CAPITAL MANAGEMENT SINGAPORE
CRD 165024 · SEC 801-76987

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-4691803315

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James F. Angelos Executive
Rob Coltrin Executive
N/A Icapital Ii Gp Llc Promoter
Michael Korn Executive
Daniel J. Mavico Executive
Britta Mc Corduck Executive
Sean Nicolosi Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Adam Taback Executive
N/A Wells Fargo Investment Institute Inc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
60 East 42 Nd Street 26 Th Floor
New York, NY, 10165