Form D · Hedge Fund

Wellington Focused Asia Equity, L.P.

Boston, MA · CIK 0001757999

Offering snapshot reported Jun 30, 2023 · SEC filing

Reported sold
$109M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$54.4M$109MNov 13, 2018Nov 13, 2019: $32,510,000.00Feb 20, 2020: $32,510,000.00Feb 19, 2021: $36,510,000.00Feb 18, 2022: $81,310,000.00Jun 30, 2022: $83,010,000.00Jun 30, 2023: $108,710,000.00Jun 30, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$83,010,000 → $108,710,000
  • Reported investors5 → 6

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 30, 2023Amendment$108,710,000$25,700,000vs Jun 30, 20226SEC filing
Jun 30, 2022Amendment$83,010,000$1,700,000vs Feb 18, 20225SEC filing
Feb 18, 2022Amendment$81,310,000$44,800,000vs Feb 19, 20214SEC filing
Feb 19, 2021Amendment$36,510,000$4,000,000vs Feb 20, 20203SEC filing
Feb 20, 2020Amendment$32,510,000$0vs Nov 13, 20193SEC filing
Nov 13, 2019Amendment$32,510,000No comparison3SEC filing
Nov 13, 2018InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-325562

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Wellington Funds Distributors Inc.152768

Source: Form D, filed Jun 30, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WELLINGTON FOCUSED ASIA EQUITY, L.P.

Investment adviser: WELLINGTON FUNDS (US) LLC

Gross asset value
$42.7M
Beneficial owners
5
ADV minimum commitment
$1M

Reported in Form ADV on Jul 10, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 1888330 · Jul 10, 2024 · Schedule D 7.B.(1), fund 805-2628346807

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wellington Funds (Us) Llc Executive, Promoter
Wellington Management Company Llp Executive, Promoter
Wellington Management Funds Inc. Executive, Promoter
Wellington Management Hong Kong Limited Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Wellington Funds (Us) Llc 280 Congress Street
Boston, MA, 02210