Form D · Hedge Fund
Wellington Emerging Alternatives Fund, L.P.
Boston, MA · CIK 0001624608
Offering snapshot reported Jul 13, 2018 · SEC filing
- Reported sold
- $16.1M Indefinite offering
- Investors reported
- 35 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Nov 3, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$15,640,338 → $16,140,338
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 13, 2018 | Amendment | $16,140,338 | $500,000vs Jul 14, 2017 | 35 | SEC filing |
| Jul 14, 2017 | Amendment | $15,640,338 | $1,009,960vs Jul 14, 2016 | 35 | SEC filing |
| Jul 14, 2016 | Amendment | $14,630,378 | $100,000vs Jan 22, 2016 | 35 | SEC filing |
| Jan 22, 2016 | Amendment | $14,530,378 | $2,725,000vs Jan 23, 2015 | 35 | SEC filing |
| Jan 23, 2015 | Amendment | $11,805,378 | $100,000vs Nov 12, 2014 | 30 | SEC filing |
| Nov 12, 2014 | Amendment | $11,705,378 | $0vs Nov 10, 2014 | 29 | SEC filing |
| Nov 10, 2014 | Initial | $11,705,378 | No comparison | 29 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-228032
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wellington Management Advisers, Inc. | 152768 |
Source: Form D, filed Jul 13, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WELLINGTON EMERGING ALTERNATIVES FUND, L.P.
Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC
- Gross asset value
- $15.3M
- Beneficial owners
- 28
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
GOLDMAN SACHS & CO. LLC
SEC 8-129
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 6PTKHDJ8HDUF78PFWH30
WELLINGTON MANAGEMENT ADVISERS, INC
CRD 152768 · SEC 8-68476
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
Filing source
Form ADV 1303849 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-4622576061
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John E. Bruno | Director |
| Christopher G. Kirk | Director |
| Gregory S. Konzal | Executive |
| Neil A. Medugno | Director |
| Susan G. O'connell | Director |
| Phillip H. Perelmuter | Director |
| Edward Steinborn | Director |
| Brendan J. Swords | Director |
| Perry M. Traquina | Director |
| Wellington Alternative Investments Llc | Executive, Promoter |
| Wellington Hedge Administrator, Llc | Executive, Promoter |
| Wellington Hedge Management Llc | Executive, Promoter |
| Wellington Management Company Llp | Executive, Promoter |
| Wellington Management Investment, Inc. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02210