Form D · Other Investment Fund
WELLFLEET ARAVA SPF LLC
New York, NY · CIK 0001475608
Offering snapshot reported Oct 30, 2009 · SEC filing
- Reported sold
- $182K Offering amount: $182K
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $13K Reported outside-investor minimum
- First sale
- Oct 5, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 30, 2009 | Initial | $182,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1, 3C.7, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $12.5K
- Form D file number
- 021-135719
The Issuer does not intend to raise additional capital at this time. The Issuer's sole asset is an interest in Global Sun Partners, L.P.
No commission or finder's fee was paid by the Issuer, however, Sandgrain Securities, Inc., has received a fee of 7% in cash and equity of Global Sun Partners, L.P. ("Global") in respect of investments made by the Issuer into Global.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandgrain Securities, Inc. | 26004 |
Source: Form D, filed Oct 30, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gilbert Raker | Director, Executive, Promoter |
| Steve Vago | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Wp Management Arava, Inc. One Penn Plaza, Suite 2411
New York, NY, 10119
New York, NY, 10119