Form D · Oil and Gas
WellAware Holdings, Inc.
San Antonio, TX · CIK 0001566486
Offering snapshot reported Oct 23, 2019 · SEC filing
- Reported sold
- $12.9M Offering amount: $13.7M
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 6, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 23, 2019 | Initial | $12,900,000 | No comparison | 26 | SEC filing |
| Sep 1, 2015 | Initial | $16,487,208 | No comparison | 9 | SEC filing |
| Jul 24, 2014 | Amendment | $37,000,000 | $12,279,619vs Apr 29, 2014 | 38 | SEC filing |
| Apr 29, 2014 | Initial | $24,720,381 | No comparison | 34 | SEC filing |
| Jan 9, 2014 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Jun 18, 2013 | Amendment | $6,450,000 | $0vs Jun 17, 2013 | 24 | SEC filing |
| Jun 17, 2013 | Initial | $6,450,000 | No comparison | 24 | SEC filing |
| Jan 9, 2013 | Initial | $650,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $350K
- Finders' fees
- $0
- Form D file number
- 021-351688
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Raymond James & Associates, Inc. | 705 | Raymond James & Associates, Inc. · CRD 705 |
| KEMA Partners LLC | 143752 | KEMA Partners LLC · CRD 143752 |
Source: Form D, filed Oct 23, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andres Vazquez Del Mercado Benshimol | Director |
| Matthew P. Burkley | Director |
| Blake Carlson | Executive |
| Richard B. Cheney | Director |
| Jennifer Crow | Executive |
| Alec Dafferner | Director |
| Andre De Leon | Executive |
| Hector Kuri Erreguerena | Director |
| Casey Friedel | Director |
| Matthew Harrison | Director, Executive |
| Erik Levy | Director |
| Bret Mc Cants | Executive |
| David Milam | Executive |
| James Montgomery | Director |
| Stephen Trey Moore | Director |
| Joseph D. Oliver Iii | Executive |
| William Eugene Powell | Director |
| Leo Quintanilla | Director |
| Steven Sarracino | Director |
| Neeta Singh | Director |
| Srinivasa Venkataramani | Executive |
| Raymond James Welder | Director |
| Brad West | Director |
| Edward E. Whitacre, Jr. | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
3424 Paesanos Pkwy #200
San Antonio, TX, 78231
San Antonio, TX, 78231