Form D · Other Investment Fund

Weiss Korea Opportunity Fund Ltd.

St. Peter Port, Y7 · CIK 0001577121

Offering snapshot reported May 29, 2013 · SEC filing

Reported sold: $40.5M
Investors reported: 9
Minimum accepted: $0
First sale: May 14, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 29, 2013	Initial	$40,493,821	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $427K
Finders' fees: $0
Form D file number: 021-197144

The offering and sales amount disclosed under Item 13 are denominated in British Pounds Sterling.

Amount disclosed under Item 15 is denominated in British Pounds Sterling

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N+1 Singer Advisory LLP	None

Source: Form D, filed May 29, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WEISS KOREA OPPORTUNITY FUND LTD.

Investment adviser: WEISS ASSET MANAGEMENT LP

Gross asset value: $122M
Beneficial owners: 128
ADV minimum commitment: $3

Reported in Form ADV on Sep 5, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (GUERNSEY) LIMITED ST. PETER PORT, Guernsey Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG CHANNEL ISLANDS LIMITED ST. PETER PORT, Guernsey

Custodian BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LIMITED NEW YORK CITY, New York, United States Related to adviser: No

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK CITY, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST (GUERNSEY) LIMITED ST. PETER PORT, Guernsey Related to adviser: No

Marketer SINGER CAPITAL MARKETS ADVISORY LLP LONDON, United Kingdom Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LIMITED NEW YORK CITY, New York, United States

Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK CITY, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LIMITED
LEI 549300KUN9K9K32C6D97

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

GOLDMAN SACHS & CO. LLC
SEC 8-129

NORTHERN TRUST (GUERNSEY) LIMITED
LEI 549300CACBCAF4N7SH07

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

Filing source

Form ADV 2012466 · Sep 5, 2025 · Schedule D 7.B.(1), fund 805-2224002061

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stephen Charles Coe	Director
Norman Crighton	Director
Robert Paul King	Director
Andrew M. Weiss	Promoter
N/A N/A Weiss Asset Management Lp	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Trafalgar Court, Les Banques, Po Box 255
St. Peter Port, Y7, GY1 3QL