Form D · Hedge Fund

Weiss Alpha Balanced Risk Fund LLC

Hartford, CT · CIK 0001639607

Offering snapshot reported Apr 17, 2018 · SEC filing

Reported sold
$7.6M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 6, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.8M$7.6MApr 20, 2015: $2,600,000.00Apr 20, 2015Apr 20, 2016: $2,600,000.00Apr 20, 2016Apr 18, 2017: $2,600,000.00Apr 18, 2017Apr 17, 2018: $7,600,000.00Apr 17, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,600,000 → $7,600,000
  • Reported investors3 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 17, 2018Amendment$7,600,000$5,000,000vs Apr 18, 20174SEC filing
Apr 18, 2017Amendment$2,600,000$0vs Apr 20, 20163SEC filing
Apr 20, 2016Amendment$2,600,000$0vs Apr 20, 20153SEC filing
Apr 20, 2015Initial$2,600,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-238288

Source: Form D, filed Apr 17, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WEISS ALPHA BALANCED RISK FUND LLC

Investment adviser: WEISS MULTI-STRATEGY ADVISERS LLC

Gross asset value
$8.79M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SHORT HILLS, New Jersey, United States
Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL GROUP INC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES INC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Marketer EASTERLY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS AG LONDON, United Kingdom
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

EASTERLY SECURITIES LLC
CRD 281103 · SEC 8-69661

BARCLAYS CAPITAL INC.
SEC 8-21031213

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1163229 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-3889524797

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George A. Weiss Executive
Weiss Financial Solutions Llc Executive, Promoter
Weiss Multi Strategy Advisers Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Weiss Multi Strategy Advisers Llc 1 State Street, 20 Th Floor
Hartford, CT, 06103