Form D · Other Investment Fund

WCM Investment Management Small-Cap Value Fund LP

Laguna Beach, CA · CIK 0001402676

Offering snapshot reported Feb 25, 2014 · SEC filing

Reported sold
$19.9M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.94M$19.9MDec 30, 2010: $19,887,451.00Dec 30, 2010Nov 14, 2011: $19,887,451.00Nov 14, 2011Nov 13, 2012: $19,887,451.00Nov 13, 2012Feb 25, 2014: $19,887,451.00Feb 25, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 25, 2014Amendment$19,887,451$0vs Nov 13, 20121SEC filing
Nov 13, 2012Amendment$19,887,451$0vs Nov 14, 20111SEC filing
Nov 14, 2011Amendment$19,887,451$0vs Dec 30, 20101SEC filing
Dec 30, 2010Amendment$19,887,451No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-104390

Source: Form D, filed Feb 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WCM INVESTMENT MANAGEMENT SMALL-CAP VALUE FUND LP

Investment adviser: WCM INVESTMENT MANAGEMENT, LLC

Gross asset value
$10.7M
Beneficial owners
2
ADV minimum commitment
$250K

Reported in Form ADV on Jun 2, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS BELLEVUE, Washington, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor MOSS ADAMS LLP SEATTLE, Washington, United States
Custodian CHARLES SCHWAB & COMPANY PHOENIX, Arizona, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & COMPANY
SEC 8-87634

Filing source

Form ADV 1022226 · Jun 2, 2016 · Schedule D 7.B.(1), fund 805-8779565421

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul R. Black Director, Executive
David A. Brewer Director, Executive
James C. Owens Director, Executive
L. Thomas Rydzeski Executive
Kurt R. Winrich Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
281 Brooks Str
Laguna Beach, CA, 92651