Form D · Other Banking and Financial Services

WBI Alpha Series LLC

Wilmington, DE · CIK 0001764579

Offering snapshot reported Feb 21, 2019 · SEC filing

Reported sold
Yet to sell
Offering amount: $50M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 21, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Debt
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-333237

Source: Form D, filed Feb 21, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WBI ALPHA SERIES LLC

Investment adviser: WBI CAPITAL ADVISORS LLC

Gross asset value
$0
Beneficial owners
1
ADV minimum commitment
$100K

Reported in Form ADV on Mar 17, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1397705 · Mar 17, 2020 · Schedule D 7.B.(1), fund 805-8982865512

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Advisors Llc Wbi Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
251 Little Falls Drive
Wilmington, DE, 19808-1674