Form D · Other Health Care
Wavetec Vision Systems Inc
Aliso Viejo, CA · CIK 0001402824
Offering snapshot reported Mar 6, 2014 · SEC filing
- Reported sold
- $2.89M Offering amount: $7M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 28, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 6, 2014 | Initial | $2,893,286 | No comparison | 12 | SEC filing |
| Feb 14, 2014 | Initial | $750,000 | No comparison | 10 | SEC filing |
| Jun 11, 2013 | Amendment | $11,000,000 | $7,000,000vs May 28, 2013 | 10 | SEC filing |
| May 28, 2013 | Amendment | $4,000,000 | $2,000,000vs Feb 8, 2013 | 9 | SEC filing |
| Feb 8, 2013 | Initial | $2,000,000 | No comparison | 9 | SEC filing |
| Apr 4, 2012 | Amendment | $16,500,000 | $800,000vs Apr 3, 2012 | 9 | SEC filing |
| Apr 3, 2012 | Initial | $15,700,000 | No comparison | 9 | SEC filing |
| Feb 10, 2012 | Initial | $1,500,000 | No comparison | 7 | SEC filing |
| May 10, 2011 | Initial | $15,920,710 | No comparison | 8 | SEC filing |
| Jan 12, 2011 | Initial | $3,500,000 | No comparison | 2 | SEC filing |
| Jul 15, 2010 | Initial | $6,000,000 | No comparison | 2 | SEC filing |
| Feb 3, 2009 | Initial | $20,088,198 | No comparison | Not reported | SEC filing |
| Jun 5, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-213053
Source: Form D, filed Mar 6, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ken Aldrich | Director |
| Kenneth Aldrich | Director |
| Thomas Berryman | Director, Executive |
| Chris Calcaterra | Director |
| Scott Cooper | Executive |
| Bruce Feuchter | Executive |
| Bryant Fong | Director |
| Thomas Frinzi | Director, Executive |
| Victor Hebert | Director |
| Anthony Lando | Director |
| Richard Lindstrom, M.D. | Director |
| Joe Mandato | Director |
| James Tananbaum | Director |
| Gerard Van Hamel Platerink | Director |
| Steve Waite | Director |
| Charles Warden | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
66 Argonaut
Aliso Viejo, CA, 92656
Aliso Viejo, CA, 92656