Form D · Venture Capital Fund

Waverley Capital II, L.P.

Palo Alto, CA · CIK 0001950896

Offering snapshot reported Apr 5, 2024 · SEC filing

Reported sold
$23.9M
Offering amount: $150M
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 7, 2023
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 20

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 5, 2024Amendment$23,920,000No comparison20SEC filing
Apr 6, 2023InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$60K
Form D file number
021-478168
$60,000 in fixed retainer payments were made to the non-exclusive placement agent and no further payments will be made.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Fern Creek Ventures LLCNoneSiena Global Securities, LLC · CRD 156467

Source: Form D, filed Apr 5, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WAVERLEY CAPITAL II, L.P.

Investment adviser: WAVERLEY CAPITAL MANAGEMENT, LLC

Gross asset value
$24.4M
Beneficial owners
20
ADV minimum commitment
$100K

Reported in Form ADV on Mar 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN & CO., LLP PALO ALTO, California, United States
Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION COLUMBUS, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN & CO., LLP
PCAOB 1596

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 2067582 · Mar 21, 2026 · Schedule D 7.B.(1), fund 805-1615874025

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edgar Bronfman, Jr. Executive
Daniel V. Leff Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
535 Ramona Street, Suite #8
Palo Alto, CA, 94301