Form D · Other Investment Fund

Waveland Ventures V-D, LLC

Irvine, CA · CIK 0001562270

Offering snapshot reported Jan 17, 2013 · SEC filing

Reported sold
$2.26M
Offering amount: $3.8M
Investors reported
59
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 30, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.13M$2.26MDec 11, 2012: $1,485,129.00Dec 11, 2012Dec 19, 2012: $1,727,411.00Dec 19, 2012Jan 17, 2013: $2,257,780.00Jan 17, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,727,411 → $2,257,780
  • Reported investors40 → 59

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 17, 2013Amendment$2,257,780$530,369vs Dec 19, 201259SEC filing
Dec 19, 2012Amendment$1,727,411$242,282vs Dec 11, 201240SEC filing
Dec 11, 2012Initial$1,485,129No comparison30SEC filing

Offering details

Securities
Equity, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$400K (estimated)
Finders' fees
$0
Form D file number
021-188171
Units of Membership Interests of the LLC
5% Placement Agent Fee, 2% Managing Dealer Fee, 5% Sales Commission for 1st Million invested in portfolio company and 3% of any additional funds invested.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254
Kalos Capital Inc.44337Kalos Capital Inc. · CRD 44337

Source: Form D, filed Jan 17, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael J Greer Executive
Vickie J Greer Executive
Wayne A Ross Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612